Guan Zhong
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Guan Zhong (; c. 720–645 BC) was a Chinese philosopher and politician. He served as chancellor and was a reformer of the
State of Qi Qi, or Ch'i in Wade–Giles romanization, was a state of the Zhou dynasty-era in ancient China, variously reckoned as a march, duchy, and independent kingdom. Its capital was Linzi, located in present-day Shandong. Qi was founded sh ...
during the Spring and Autumn period of Chinese history. His
given name A given name (also known as a forename or first name) is the part of a personal name quoted in that identifies a person, potentially with a middle name as well, and differentiates that person from the other members of a group (typically a ...
was Yiwu (). ''Zhong'' was his
courtesy name A courtesy name (), also known as a style name, is a name bestowed upon one at adulthood in addition to one's given name. This practice is a tradition in the East Asian cultural sphere, including China, Japan, Korea, and Vietnam.Ulrich Theob ...
. He is mainly remembered for his reforms as chancellor under Duke Huan of Qi, as well as his friendship with his colleague Bao Shuya, though his reputation remained controversial among the
Confucians Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China. Variously described as tradition, a philosophy, a religion, a humanistic or rationalistic religion, a way of governing, or a ...
, as detailed in the Philosophy and appraisal section. Through Guan Zhong's reforms and skilful diplomacy Qi became the most powerful of the feudal states and Duke Huan became the first of the
Five Hegemons The Five Hegemons () refers to several especially powerful rulers of Chinese states of the Spring and Autumn period of Chinese history (770 to 476 BCE), sometimes alternatively referred to as the "Age of Hegemons". There are various lists of five ...
. Though knowledge of his reforms is limited, in particular he instituted a famous fiscal policy known as "balancing the light and the heavy", associated with salt and iron monopolies. Though otherwise a diverse work, the Guanzi compilation making use of his name makes similar such recommendations.


Life


Youth and friendship with Bao Shuya

Guan Zhong, a descendant of either
Shu Xian of Guan Guan Shu Xian () was the first and only ruler of the Chinese state of Guan (state), Guan and a younger of brother of King Wu of Zhou. He was the third son of King Wen of Zhou, and one of the Three Guards responsible for overseeing the eastern land ...
or King Mu of Zhou, was born in Yingshang, and became acquainted with Bao Shuya at an early age, when they became business partners. The
Shiji ''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese his ...
records that, as partner, Guan Zhong often took more than his share of the profits, in effect cheating Bao Shuya. Bao, however, recognised his impoverished background and was not offended.


Tutors of different princes

Subsequently, Guan Zhong was appointed tutor to Prince Jiu, the younger brother of the ruling
Duke Xiang of Qi Duke Xiang of Qi (; died 686 BC) was from 697 to 686 BC the fourteenth recorded ruler of the State of Qi, a major power during the Spring and Autumn period of ancient China. His personal name was Lü Zhu'er (呂諸兒), ancestral name Jiang ( ...
. Bao Shuya, meanwhile, became tutor to Jiu's younger brother, Prince Xiaobai. In 686 BC, Duke Xiang was murdered in a palace coup by two of his ministers, who then installed
Gongsun Wuzhi Wuzhi (; died 685 BC), also called Gongsun Wuzhi (公孫無知, ''Gongsun'' meaning grandson of a duke), was for a few months in early 685 BC ruler of the State of Qi during the Spring and Autumn period of ancient China. His personal name was Lü ...
, a scion of the ducal house, as the new Duke. Recognising that they were in mortal danger, both Prince Jiu and Prince Xiaobai fled with their respective tutors. Prince Jiu fled to the State of Lu, while Prince Xiaobai went to the State of Ju.


Becoming chancellor

In 685 BC, Gongsun Wuzhi himself was killed in another palace coup, and the ministers of Qi sent envoys to Ju, hoping to receive Prince Xiaobai back and succeed to the duchy. On hearing of this, Lu also sent Prince Jiu towards Qi, while Guan Zhong intercepted Prince Xiaobai to prevent his return. In the resulting conflict, Guan Zhong shot an arrow at Xiaobai which hit his belt buckle. Xiaobai pretended to cough blood and collapse, tricking Guan Zhong into thinking he was mortally wounded. Eventually, Xiaobai won the race back to Qi, and was installed as Duke. The State of Lu attempted to enforce Prince Jiu's claim, but was defeated in battle, after which Qi forced Lu to execute Prince Jiu and send Guan Zhong back as a prisoner. Xiaobai originally wanted to execute Guan Zhong as well, but Bao Shuya strongly recommended sparing him and elevating him to chancellor, even though that meant he would outrank Bao himself. Xiaobai was eventually convinced.


Domestic reforms

Duke Huan had inherited a state in turmoil, after three years of civil wars and usurpation had severely depleted the treasury. As Chancellor, Guan Zhong instituted extensive reforms aimed at organising and strengthening the Qi state. Administratively, the capital was divided into 21 districts: six of merchants, which provided the Qi state's trade revenue, and fifteen of attendants, which provided the core of the Qi army. Similarly, the population outside the capital was organised: 30 households were formed into one village, 10 villages as one troop, 10 troops as one district, 3 districts as one county, and counties grouped into five regions. Administrators were appointed at every level, with the regional administrators reporting on their jurisdictions to the Duke every year. Economically, Guan Zhong disbanded the
well-field system The well-field system () was a Chinese land redistribution method existing between the ninth century BCE (late Western Zhou dynasty) to around the end of the Warring States period. Its name comes from Chinese character 井 (''jǐng''), which ...
instituted since the
Zhou Dynasty The Zhou dynasty ( ; Old Chinese ( B&S): *''tiw'') was a royal dynasty of China that followed the Shang dynasty. Having lasted 789 years, the Zhou dynasty was the longest dynastic regime in Chinese history. The military control of China by ...
; instead, all land was to be taxed according to its productivity. At the same time, Qi's coastal position was exploited through the expansion of fisheries and salt production, while trade was encouraged through certain privileges. For instance, people bearing goods to market on foot, and carriages arriving empty at markets to make purchases, were not subject to tolls; this encouraged the use of the state-managed markets. Guan Zhong further proposed that the "goods of the mountains and seas" (namely iron and salt) should be state managed, a policy that would evolve into state monopolies later in Chinese history. Similarly, a price-regulation scheme existed for food, with granaries buying grain in bounty years to be released into the market in lean years. Finally, coinage was also unified to encourage trade within Qi.


Philosophy and appraisal

Guan Zhong was disparagingly identified with the Legalist school as a result of his administrative reforms. Though actually legalistic philosophy did not develop until hundreds of years later, R. Eno of Indiana University does consider that "If one were to trace the origins of Legalism as far back as possible, it might be appropriate to date its beginnings to the prime ministership of Guan Zhong, chief aide to the first of the hegemonic lords of the Spring Autumn period, Duke Huan of Qi (r. 685–643)."http://chinatxt.sitehost.iu.edu/Thought/Legalism.pdf R Eno, Indiana University He is said to have indulged in a luxurious lifestyle, did not equate a ruler's moral purity with his ability to govern. Duke Huan, who loved hunting and women, asked Guan if these indulgences would harm his hegemony, to which Guan replied that the ruler's love for luxury would not harm his hegemony. It would only be harmed through inappropriate staffing and misuse of talent. One passage "recounts" Confucius as considering him "mediocre" for his lack of frugality and knowledge of ritual. Despite all this, he might be considered, "at least in most respects" an "ideal Confucian minister". Guan Zhong is reported to have advised Duke Huan: 'Summon the wavering with courtesy and cherish the remote with virtuous conduct. So long as your virtuous conduct and courtesy never falter, there will be no one who does not cherish you.'" When Duke Huan was approached to dethrone the ruling clans of his state, Guan Zhong advised him that he had won their adherence through politeness (''li'') and trustworthiness (''xin''). When Confucius's students criticized Guan Zhong as lacking propriety, crediting his ambition and achievement Confucius said of him that "It was due to Guan Zhong that Duke Huan was able to assemble the feudal lords on numerous occasions without resorting to the use of his war chariots. Such was his goodness! ... Through having Guan Zhong as his minister Duke Huan became protector over the feudal lords. He brought unity and order to the entire realm so that even today people enjoy his gifts to them ... I am afraid that without Guan Zhong we would be folding our lapels right-over-left ( traditional Chinese clothing customarily is folded left-over-right)." The students of Confucius also posted a question whether Guan Zhong followed "Ren" or not. However, in pre-Qin period, "Ren" has a distinctive utilitarian definition. Hence, from this point, Guan Zhong followed "Ren".


Achievements

Guan Zhong started multiple reforms in the
State of Qi Qi, or Ch'i in Wade–Giles romanization, was a state of the Zhou dynasty-era in ancient China, variously reckoned as a march, duchy, and independent kingdom. Its capital was Linzi, located in present-day Shandong. Qi was founded sh ...
. Politically, he centralized power and divided the state into different villages, each carrying out a specific trade. Instead of relying on the traditional aristocracy for manpower, he applied levies to the village units directly. He also developed a better method for choosing talent to be governors. Under Guan Zhong, Qi shifted administrative responsibility from hereditary aristocrats to professional bureaucrats. He is also credited for creating the first official government sponsored brothel known as "女市" which funded the government treasury. During his term of office, the State of Qi became much stronger. The '' Zuo Zhuan'' records that in 660 BC, Guan Zhong urged Duke Huan of Qi to attack the small neighboring State of Xing which was under attack from Quan Rong nomads, a non-Chinese Rong tribes. Later, in 652 BC he advised the duke not to ally with a vassal ruler's son who wished to depose his father. Duke Huan often listened to Guan Zhong's sound advice such that his status amongst other Zhou vassal states rose. As a result, the duke came to be recognized as the first
Hegemon Hegemony (, , ) is the political, economic, and military predominance of one state over other states. In Ancient Greece (8th BC – AD 6th ), hegemony denoted the politico-military dominance of the ''hegemon'' city-state over other city-states. ...
or leader of the vassal alliance. In recognition of Guan Zhong's service, Duke Huan gave him the honorary title of "Godfather" (). The same title was later given to
Lü Buwei Lü Buwei (291–235 BCE) was a Chinese merchant and politician of the Qin state during the Warring States period. Originally an influential merchant from the Wei () state, Lü Buwei met and befriended King Zhuangxiang of Qin, who was then a m ...
by Prince Zheng, the future
Qin Shi Huang Qin Shi Huang (, ; 259–210 BC) was the founder of the Qin dynasty and the first emperor of a unified China. Rather than maintain the title of " king" ( ''wáng'') borne by the previous Shang and Zhou rulers, he ruled as the First Empero ...
.


State Monopoly on Salt and Iron

Under Guan's guidance several important economic reforms were introduced. He created a uniform tax code and also used state power to encourage the production of salt and iron. He believed that monopolizing the nature resources was helpful on improving the government income, with fewer complaints from the public than raising taxes. The strategy was described by himself to the Duke of Huan as "managing the mountain and the sea(官山海)", which mainly refers to iron mine from the mountain and salt from the sea. Under his policy, private business who produce salt by boiling seawater and iron by mining must sell all outputs to the government, and the government resell refined salt and iron products, with huge price gap, to all household in State of Qi. Historians usually credit Guan Zhong for introducing state monopolies controlling salt and iron.


Qi-Hengshan War

In the record of Guanzi Chapter 84, Duke of Huan wanted to restrain the threat from State of Hengshan () and asked Guan for solution. State of Hengshan was famous for its weapon production. Guan then ordered officials to buy arms from State of Hengshan in large quantities. After ten months, worrying that the price will continuously grow up, State of Yan, State of Dai and later State of Qin followed up the buying. The price then jumped sharply and, as a result, almost all household in State of Hengshan switched to make weapons instead of farming. One year later, Guan ordered officials to buy rice from State of Zhao, at a price more than three times higher than normal. By seeing the potential huge profit, State of Hengshan sold its rice inventory to officials from State of Qi. Afterwards, Guan suddenly ordered State of Qi's army to invade State of Hengshan. With selling out of weapon and rice, State of Hengshan soon surrendered. Some historians marked Qi-Hengshan War the early form of
Economic Warfare Economic warfare or economic war is an economic strategy utilized by belligerent nations with the goal of weakening the economy of other states. This is primarily achieved by the use of economic blockades. Ravaging the crops of the enemy is a cl ...
.Chu L.''Guan Zhong's Economics War'', Military Economics Research (China), 1991.


Publications

He composed the '' Guanzi'' encyclopedia, officially compiled by the Jixia Academy during the
Warring States period The Warring States period () was an era in ancient Chinese history characterized by warfare, as well as bureaucratic and military reforms and consolidation. It followed the Spring and Autumn period and concluded with the Qin wars of conquest ...
.


In popular culture

Guan Zhong is one of 32 historical personages featured in the Koei game ''
Romance of the Three Kingdoms XI ''Romance of the Three Kingdoms XI'', also known as ''Sangokushi 11'' (三國志11), is the 11th installment in the ''Romance of the Three Kingdoms'' (''Sangokushi'') grand strategy game series by Koei. The game was released for the PC on March ...
'', where he is referred to as Guan Yiwu.


References


External links

* * * {{DEFAULTSORT:Guan, Zhong 720 BC births 645 BC deaths 7th-century BC Chinese people 8th-century BC Chinese people Chinese chancellors Chinese encyclopedists Chinese jurists Legalism (Chinese philosophy) Philosophers of law Politicians from Fuyang Theoretical historians Zhou dynasty philosophers Zhou dynasty politicians Qi (state)